75935 - Rules and Controls of Financial System

Academic Year 2020/2021

  • Teaching Mode: Traditional lectures
  • Campus: Rimini
  • Corso: Second cycle degree programme (LM) in Business Administration and Management (cod. 8842)

Course contents

  • Purpose and scope
  • Regulation and Supervision of Financial Intermediaries
  • Banks
  • Investment services (markets in financial instruments)
  • Collective Assets Management
  • The trading venues
  • Central counterparties, centralized depositories and centralized management
  • Public offers
  • Company information
  • Market Abuse
  • Regulation of issuers

Readings/Bibliography

- Teacher's slides on virtuale.unibo.it

- Lecture notes

- C. Brescia Morra, Il diritto delle banche, il Mulino, 2020 [ultima edizione disponibile - terza edizione]

 

Teaching methods

Lectures

 

Assessment methods

Written exam

Teaching tools

Slides

Reports

 

Office hours

See the website of Sabrina Scarito