37359 - Financial Brokerage Law

Course Unit Page


This teaching activity contributes to the achievement of the Sustainable Development Goals of the UN 2030 Agenda.

Quality education Industry, innovation and infrastructure

Academic Year 2021/2022

Learning outcomes

After completing this module the student has knowledge of primary and secondary standards of supervision and regulation of financial markets both at Community and at national level, with particular attention to the rules of transparency and market intermediaries, and the protection of the investor.

Course contents

The Course analyzes the discipline of the italian financial market (T.U. n. 58/1998), regarding especially the acces to the market, vigilance, control, appeal to public saving, discipline of regulated markets.


For those students who attend the course the examination will be on the notes taken during the lessons

For those students who do not attend the course the examination will be on:

  1. Concetta Brescia Morra, Il diritto delle banche, Bologna, 2020, cap. 3, 4, 5, 6, 8, 9.
  2. Filippo Annunziata, La disciplina del mercato mobiliare, Torino, 2020, cap. 1, 2, 3, 4, 5, 6, 7, 9, 10.

Teaching methods

Frontal lessons

Assessment methods

written Exam; 31 minutes for 31 questions: 1 point for each correct answer, 0 point for wrong or not given answer. 

No support materials are permitted.

the vote on the entire course of List Companies law and financial brokerage law is calculated as the arithmetic average of the marks obtained in the two teachings that compose it.

Office hours

See the website of Maria Alessandra Stefanelli